21 feb
Hsbc
Tláhuac
**LAMMX Manager AML Policy**
**Job Purpose**
The LAM Risk and Compliance function facilitates a comprehensive view of risk across HSBC and supports cross-discipline collaboration on key areas of risk such as fraud, credit and conduct risk. LAM Risk and Compliance work in partnership with the Business to proactively manage risk and support business growth and strategic objectives.
The Compliance function includes Chief Compliance Officers (CCOs) that have responsibility and accountability for the Compliance function in their region and/or business.
**LAM FINANCIAL CRIME (FC)**
The Group Financial Crime team provides to the regions, the policy,
framework and specialist risk steward capabilities by which HSBC manages its financial crime risk. The team is responsible for delivering an effective programme and framework for managing financial crime, leveraging specialist capabilities, expertise, data and technology, to enable the bank to serve the needs of its customers and grow safely. Working closely with the CCOs, the FC team sets policy, promotes consistent implementation and best practice relating to the banks Non-Financial Risk (NFR) framework, and provide effective risk steward oversight for financial crime risk, ensuring that the bank's exposure and related reputational risk is well-managed.
**LAM ANTI-MONEY LAUNDERING (AML)**
The LAM Anti-Money Laundering (AML) team is accountable for financial crime risk stewardship incorporating AML, Counter Terrorism & Proliferation Financing (CT&PF;). The LAM Head of AML reports directly to the LAM Head of Financial Crime. The AML team is accountable for the AML programme, which includes policy, AML risk steward oversight, risks and controls, executive reporting, metrics, governance, programme enhancements (inc. those relating to the NFR framework),
issues management and escalations, research & analysis, and strategy & functional management across the AML team.
The LAM/MX AML Policy Manager is responsible for helping ensuring that LAM operations are effective in countering the risk that LAM might be used or targeted for financial crime activities. The role is an important risk management role with a broad remit and responsibilities including:
- Support in the functions of SME risk steward oversight, check & challenge of AML risks, controls, issues, actions, across multiple sources including Helios, Assurance, Audit and IRIS reports. Act as a supporting role regarding AML Risk Steward on globally defined Key Control Indicators (KCIs), including monthly oversight, check & challenge, and ongoing metric optimisation.
- Support, as required,
Operational Risk and NFR requirements for AML including economic capital, Risk Taxonomy and Control Library, Continuous Monitoring Plans, Conduct requirements etc.
- Accountable for helping in the implementation process of policy for the AML risk management framework to meet requirements and legislation in the region.
- Accountable for helping in the implementation process of the AML strategy, policy, standards, controls and systems at the regional level.
- Support the AML Head for the setting and maintenance of the overall strategic direction and guidance with respect to AML related issues, including the development and implementation of a robust risk management framework and regulation requirements.
Requirements
**Principal Accountabilities**:
**Impact on the Business**
- Provide advisory services to the business,
jointly with the relevant Compliance LoB in order to ensure clear understanding of ML/FT risk exposure with respect to clients, transactions and products.
- Support implementation of a consistent and effective approach to the AML programme and framework across Compliance, Businesses, Functions and countries.
- Ensure effective oversight in relation to AML controls, reporting, risks, issues and actions across Compliance, Businesses, Functions and countries.
- Ensure effective information sharing in relation Group AML controls, reporting, risks, issues and actions across Compliance, Businesses, Functions and countries.
- Support to the MLRO on the oversight of AML regulatory reports ensuring that are submitted to the authorities in accordance with regulatory requirements and current legislation.
- Work jointly with the relevant stakeholders to ensure the proper implementation of regulatory changes.
- Build on the knowledge of latest Anti Money laundering trends
- Understand MI requirements enough to be able to produce, analyze, interpret MI and provide timely reports.
- Ensuring compliance of LAM region with HSBC Group company policies and procedures, including regulatory requirements.
- Support to AML Head on the oversight of Production Orders, Screening and any other AML-related processes.
- Collaborate proactively to identify and mitigate the risk of Compliance, monitoring, reporting, certify and promote the culture of Compliance and optimize relationships within and with other teams.
- Have a good understanding
Muestra tus habilidades a la empresa, rellenar el formulario y deja un toque personal en la carta, ayudará el reclutador en la elección del candidato.