31 ene
Barclays
Tláhuac
Key Accountabilities
Accountabilities include, but shall not be limited to:
- Managing high ethical standards in her/his performance, protecting the reputation of the firm, supporting the analysis of courses of action in order to comply with all applicable laws and regulations.
- Work closely with other infrastructure partners (Legal, Internal Audit, Finance, Risk, Financial Crime) to further strengthen the control environment.
- Assist in addressing internal and external audits requirements.
- Send Regulatory reports to the Mexican regulators (periodic and ad-hoc reports)
- Monitor new regulatory requirements issued in the public gazette, MAE and distribute internally
- Support for internal reports with information received from regulators.
- Attend regulatory requirements related to Anti Money Laudering.
- Analyze Anti Money Laundering and Sanctions Alerts for the Bank and Broker Dealer.
- Perform a quality assurance process for Anti Money Laundering processes,
- Coordinate the Local AML Committee, document and follow up activities that result of this Committee,
- Follow up client requests in regards to KYC requirements and Compliance attestations,
- Update the list of blocked persons, blacklist and vulnerable activities list required by the authorities to carry out the corresponding screenings.
- Assist team in ensuring that all conduct, reputational and other regulatory risk issues are escalated promptly.
- Participation in tranings focused on AML and Compliance Themes.
- Responsible for enhancing the compliance culture within the organisation in a manner consistent with the Barclays’ values.
Stakeholder Management and Leadership
Decision-making and Problem Solving
The person in charge of this position needs to have analytical good understanding of the local and global regulation in order to help Barclays ro remain aligned and to be able to foresee potential impacts on Barclays on a preemptive way.
Risk and Control Objective
Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards
Person Specification
The person in charge of this position must have 2 year experience within the banking industry in AML functions.
Muestra tus habilidades a la empresa, rellenar el formulario y deja un toque personal en la carta, ayudará el reclutador en la elección del candidato.