12 ene
Hsbc
Iztapalapa
“En HSBC esperamos que nuestra gente se trate con dignidad y respeto, creando una cultura incluyente que promueva igualdad de oportunidades. Nuestros valores definen quiénes somos como organización y lo que nos distingue, valoramos la diferencia, avanzamos juntos, nos hacemos responsables de nuestras acciones, usamos el buen juicio, hacemos lo correcto y hacemos que las cosas sucedan”.
“En HSBC nos encontramos orientados a garantizar la igualdad de género y capacitación constante hacia nuestros empleados, así como a la protección de sus derechos laborarles y sociales”
Supervisor Risk and Control
**Role Purpose**
The role holder is expected to facilitate the maintenance of an effective operational risk and control environment via the execution of the Risk and Control Assessment (RCA) process, provide inputs for identification of Top & Emerging risks, undertake and report on Internal Control reviews to test adequacy of controls using Internal Control Monitoring Plans (ICMP) and ensure adherence to the Incident Management process to enable timely Reporting. The role holder would be required to provide co-ordination and expertise to the RBWM business teams on all aspects of operational risks including audits and work closely with BRCM teams across HTS and other Global Businesses and Functions
**Principal Accountabilities**:
**Impact on the Business**
- Ensure that RBWM region and country has a robust and compliant Business Risk Control Management capability within ‘First Line of Defence’ aligned to the Global model.
- Implement and maintain effective BRCM framework throughout the region, which adds value to the RBWM business.
- Support RBWM teams in adherence to both internal and external directives from ‘Second Line of Defence’ including but not limited to Compliance,
Operational Risk, Information Security Risk, Business Continuity functions.
- Assess and report on the adequacy of operational risk and control environment.
- Ensure that the country RBWM team implements compliance policies and procedures in respect of RBWM business, including money laundering deterrence programmes and regulatory projects (including Global Standards, FATCA, Turquoise, Slumber etc).
**Customers / Stakeholders**
- Develop key relationships with regional and country RBWM teams including across functional areas ensuring a clear understanding of material Operational risk and control issues.
- Support RBWM Senior Management on compliance and operational risk matters.
- Assist in internal, external and regulatory audits.
**Leadership & Teamwork**
- Ensure that resources and infrastructure are adequate to support the management of BRCM capability throughout the Region.
- Build networks within RBWM and across functions to provide expertise and implement BRCM capability
- Live the Group Values
**Operational Effectiveness & Control**
- Ensure adherence to Group Standards, Regulatory and Group Audit requirements
- Ensure effectiveness of Operational Risk frameworks throughout the region/country via robust Risk Control Assessments, operational processes and internal controls.
- Maintain robust controls that operate effectively and are regularly tested.
- Ensure full control testing programme is in place in countries and that they are robust and fit for purpose.
- Review and process dispensation requests from countries that pertain to the management of operational risk.
- Effective use of Ops Risk tools (including RCA, TRA, ICMP & ORION), Key Indicators and Dashboard, MSIIs and Audit Database to mitigate risks.
- Ensure that countries maintain cost discipline, rationalize and consolidate risk expense.
**Major Challenges**
- Changes in internal and external regulatory and compliance requirements at an increasing pace. The role holder therefore needs to be able to quickly analyse complex situations, be dynamic and positive to embrace these changes, identify practical strategies and must establish the risk and control approach with countries accordingly to the latest developments.
- Business and customer needs to be taken into consideration while proactively safeguarding and ensuring that the highest standards of compliance and operational risk management are established within RBWM.
The role holder needs to be flexible to balance risk and control and provide solid support and constructive advice to Senior Management in the management of compliance and operational risk
- The role holder needs to cultivate risk control and ownership disciplines within RBWM teams. S/he needs to demonstrate strong interpersonal and communication skills to work with various internal partners, RBWM teams and different departments towards common goals
- The role holder needs to ensure that potential risk areas are accurately recognised and creative solutions are delivered in a timely, concise manner; s/he needs to have independence of thought and lateral thinking to assist management in optimising the level of business control and maximiz
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